Significant dialogue and negotiation processes have taken place in almost all democratic transitions, but these processes alone do not have a significant impact on future democracy. This report presents statistical analysis of all political transitions after nonviolent action campaigns and case studies of transitions in Egypt, Tunisia, and Ukraine to show the importance of inclusion—and in particular the participation of women—to ensure both successful dialogue and that the outcome of that dialogue is a stable democracy.

A former Islamist activist tortured under Zine El Abidine Ben Ali’s government listens to other victims at the Truth and Dignity Commission, in Tunis, Tunisia on December 16, 2016. (Tara Todras-Whitehill/New York Times)
A former Islamist activist tortured under Zine El Abidine Ben Ali’s government listens to other victims at the Truth and Dignity Commission, in Tunis, Tunisia on December 16, 2016. (Tara Todras-Whitehill/New York Times)

Summary

Nonviolent action is a potent tool for peaceful political transformation. Transitions initiated through nonviolent action are roughly three times as likely to end in democracy as other forms of transition. Yet many transitions initiated through nonviolent action fail to achieve democratization, a puzzling outcome for which few explanations are satisfying. One factor is the dialogue and negotiation processes that set up post-transition political institutions. Existing literature on dialogue in the context of armed conflict suggests that the level of inclusivenessin dialogue and negotiation processes will likely affect whether transitions end in democracy.

This report presents statistical analysis of 119 dialogue and negotiation processes (DNPs) in transitions initiated through nonviolent action, systematically mapping their levels of inclusiveness along several relevant dimensions, including the participation of women, presence of civil society actors at the negotiating table, and decision-making mechanisms. Inclusion built not just on participation at the negotiation table but also on the presence of mechanisms to make that participation meaningful through equitable selection, a broad mandate, and a relatively even balance of power between old elites and new forces has a significant positive impact on future democracy. Women’s participation at the negotiation table appears to have a particularly strong impact on democratization.

The importance of broad, comprehensive inclusion is reinforced by the findings from three in-depth case studies: the 2011 uprisings in Egypt and Tunisia and the 2014 Revolution of Dignity in Ukraine. While nonviolent action helped ensure more inclusive processes, grassroots actors struggled to make their voices heard even after playing a crucial role in bringing about transitional dialogue. The findings lead to several recommendations for ensuring that inclusion in transitional DNPs encourages democratization. Inclusion that merely puts grassroots actors at the negotiation table is unlikely to resolve underlying grievances and promote democracy unless combined with selection mechanisms, rules of procedure, and a balance of power at the table.

About the Report

This report examines how inclusive dialogue and negotiation processes can help facilitate peaceful democratic transitions after nonviolent action campaigns. The findings are based on a statistical study of all political transitions after nonviolent action campaigns and three in-depth case studies of transitions in Egypt, Tunisia, and Ukraine. The project was funded by the Nonviolent Action and Inclusive Peace Processes programs at the United States Institute of Peace (USIP).

About the Authors

Véronique Dudouet is a senior adviser at the Berghof Foundation, where she manages research projects on peacebuilding, third-party intervention, and civil resistance. Jonathan Pinckney is a senior researcher for USIP and the author of From Dissent to Democracy: The Promise and Peril of Civil Resistance Transitions (2020). 

Related Publications

USIP Explains: Community Dialogue in Northern Sinjar

USIP Explains: Community Dialogue in Northern Sinjar

Thursday, April 11, 2024

By: Sarhang Hamasaeed

Ten years after ISIS’ genocide against them, the wounds of the Yazidi community in Iraq’s Sinjar district remain fresh as thousands remain displaced and even more await justice for the crimes perpetrated against them. Meanwhile, despite living in peaceful coexistence prior to ISIS’ campaign, the conflict planted seeds of division among Sinjar’s various tribes and communities — resulting in tensions that threatened to tear the district apart even after ISIS’ defeat.

Type: Blog

Mediation, Negotiation & DialoguePeace Processes

Report of the Expert Study Group on NATO and Indo-Pacific Partners

Report of the Expert Study Group on NATO and Indo-Pacific Partners

Monday, February 19, 2024

By: USIP Expert Study Group on NATO and Indo-Pacific Partners

The North Atlantic Treaty Organization (NATO) and its four partner countries in the Indo-Pacific—Australia, Japan, the Republic of Korea (ROK), and New Zealand—have entered a period of increased engagement. This engagement is taking shape in the context of the war waged by the Russian Federation (Russia) against Ukraine, NATO’s growing awareness of the security challenges posed by the People’s Republic of China (China), and important structural changes in the international system, including the return of strategic competition between the United States and China and Russia. It is occurring not only in bilateral NATO-partner relations but also between NATO and these Indo-Pacific countries as a group.

Type: Report

Conflict Analysis & PreventionCivilian-Military RelationsGlobal PolicyMediation, Negotiation & Dialogue

Why Now? The Tortured History of Iran’s Hostage Seizures

Why Now? The Tortured History of Iran’s Hostage Seizures

Wednesday, September 20, 2023

By: Robin Wright

In January 1981, I stood at the foot of the Air Algerie flight that flew 52 American diplomats to freedom after 444 days as hostages in Iran. Some of them were my friends. I still remember their gaunt appearances after being caged and cut off from the world for so long as they quietly disembarked. That original hostage crisis was a turning point in U.S. history in the 20th century — and has shaped angry American views of the Islamic republic ever since.

Type: Analysis

Mediation, Negotiation & Dialogue

70 Years After the Armistice, the Korean Peninsula Still Struggles for Peace

70 Years After the Armistice, the Korean Peninsula Still Struggles for Peace

Monday, September 11, 2023

By: Bong-geun Jun

On July 27, 1953, military commanders from the United States, North Korea and China signed an armistice agreement that ended the hostilities of the Korean War. The parties agreed to a “complete cessation of hostilities and of all acts of armed force until a final peaceful settlement is achieved.” They also recommended holding a “political conference” within three months for “the peaceful settlement of the Korean question.” After 70 years of truce, however, peace on the Korean Peninsula is still elusive.

Type: Analysis

Mediation, Negotiation & Dialogue

View All Publications